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Senior Compliance Officer, Investment Compliance

Harris Associates · Chicago

MakeYouFirst tailors your CV to this job, writes the cover letter, finds the recruiter’s email and sends the application from your own mailbox, once you approve it.

In brief

Harris Associates is hiring: Senior Compliance Officer, Investment Compliance in Chicago.

Duties

  • Position Summary: The Investment Compliance function is responsible for ensuring adherence to regulatory, prospectus, client-directed, and internal…

Required profile

  • It is our unique mix of cultures, experiences, beliefs and backgrounds that sets Harris apart from the rest.
  • We recognize that qualifications can be gained through both traditional and non-traditional paths, and we are committed to considering candidates…

Excerpt from the ad

At Harris, the true value of what makes us successful is found in our people. It is our unique mix of cultures, experiences, beliefs and backgrounds that sets Harris apart from the rest. We constantly strive to…

Source: ad by Harris Associates, published on Greenhouse. MakeYouFirst summarises this ad; the advertiser remains responsible for its content.

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FAQ

Frequently asked questions

Where is the job based?

The job is based in Chicago (United States).

How do I apply for this job?

Click “Apply now”: with your free MakeYouFirst account, your CV and cover letter are tailored to this job, the recruiter’s email is found for you and the application is sent from your own mailbox once you approve it.

What do employers look for in compliance officer roles?

Banking, insurance and real estate employers want people who are rigorous, comfortable with clients and careful with regulations. A sector licence or certification, for example a financial adviser qualification or an estate agency licence where one is required, is often requested.

Can you get compliance officer jobs without experience?

Yes. Banks, insurers and estate agencies regularly hire graduates and career changers with strong people skills, often through trainee schemes or apprenticeships with in-house training.

Listing published by Youssef Douiri, founder of MakeYouFirst · Updated on 26 October 2026

MakeYouFirst — a Global Digital Agency product