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ETF and 1940 Act Registered Funds Compliance Officer - Vice President

iCapital · New York

MakeYouFirst tailors your CV to this job, writes the cover letter, finds the recruiter’s email and sends the application from your own mailbox, once you approve it.

In brief

iCapital is hiring: ETF and 1940 Act Registered Funds Compliance Officer - Vice President in New York.

Duties

  • This individual will also be responsible for assisting the implementation and administration of compliance programs for the firm’s SEC Registered…

Required profile

  • Qualifications Bachelor’s degree is required
  • Law Degree or MBA is preferred 10+ years of compliance experience in the financial services industry, including a robust understanding of and…

Excerpt from the ad

About the Role iCapital is looking to hire a Compliance Officer to help oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds and 1940 Act Registered…

Source: ad by iCapital, published on Greenhouse. MakeYouFirst summarises this ad; the advertiser remains responsible for its content.

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FAQ

Frequently asked questions

Where is the job based?

The job is based in New York (United States).

How do I apply for this job?

Click “Apply now”: with your free MakeYouFirst account, your CV and cover letter are tailored to this job, the recruiter’s email is found for you and the application is sent from your own mailbox once you approve it.

What do employers look for in compliance officer roles?

Banking, insurance and real estate employers want people who are rigorous, comfortable with clients and careful with regulations. A sector licence or certification, for example a financial adviser qualification or an estate agency licence where one is required, is often requested.

Can you get compliance officer jobs without experience?

Yes. Banks, insurers and estate agencies regularly hire graduates and career changers with strong people skills, often through trainee schemes or apprenticeships with in-house training.

Listing published by Youssef Douiri, founder of MakeYouFirst · Updated on 26 October 2026

MakeYouFirst — a Global Digital Agency product